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Making Investment Fiduciaries More Successful
Making Investment Fiduciaries More Successful
Achieving CEFEX certification demonstrates the highest standards of fiduciary compliance - become a certified investment fiduciary today!
We offer compliance services to ensure fiduciary compliance and help our clients meet and exceed the suitability rule. We strive to go beyond merely acting in the client's best interest, supporting investment fiduciaries in achieving CEFEX certification.
There are 21 prudent practices that investment fiduciaries should be following to ensure fiduciary compliance. We review those practices against the CEFEX certification criteria.
I have 35 years of experience as a retired Ohio lawyer and retirement plan advisor. I hold a CEFEX certification and am recognized as an Accredited Investment Fiduciary Analyst, ensuring fiduciary compliance for investment fiduciaries.
CEFEX certification acknowledges that investment fiduciaries can demonstrate adherence to fiduciary compliance and are worthy of the public’s trust.
The Department of Labor expects retirement plan fiduciaries to have formal training to ensure fiduciary compliance, and they will ask for evidence of training during an examination. Officers and board members of Foundations and Nonprofits should also receive training in their responsibilities as investment fiduciaries. Completion of this course, which leads to CEFEX certification, results in improved fiduciary decision-making and consists of three 45-minute modules. The course concludes with a competency review and a Certificate of Completion for each participant.
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